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RIA / WealthAdvisor17 years in industry

JOSHUA JAMES JOINER

Advisor at ANCHOR & OAK WEALTH ADVISORS, LLC

MARCO ISLAND, FL | TAMPA, FL

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Search this name across graphsid dfx:ria:4075e2dd-7833-1614-5b64-2656c57a89d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ANCHOR & OAK WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 4, 2008
First registration: Oct 6, 2008
Dual registered: no
Other names: JOSHUA JAMES JOINER|Joshua Joiner
IAPD individual key: 5561257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ANCHOR & OAK WEALTH ADVISORS, LLC	No RAUM reported	Jun 25, 2026	n/a	yes	MARCO ISLAND, FL\|TAMPA, FL	Current employment
GLOBAL INVESTMENT ADVISORY	Independent wealth	Oct 29, 2024	Aug 10, 2026	no	Tampa, FL\|MCDONOUGH, GA	Previous registration
VERE ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 27, 2013	Aug 27, 2025	no	COLLIERVILLE, TN	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jan 12, 2011	Aug 20, 2013	no	HOUSTON, TX\|Houston, TX\|Houston, TX\|HOUSTON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 6, 2008	Aug 4, 2009	no	SUGAR LAND, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL INVESTMENT ADVISORY	ANCHOR & OAK WEALTH ADVISORS, LLC	Aug 10, 2026	Jun 25, 2026	-46	Firm change after gap	RIA to new firm
VERE ASSET MANAGEMENT, INC.	GLOBAL INVESTMENT ADVISORY	Aug 27, 2025	Oct 29, 2024	-302	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	VERE ASSET MANAGEMENT, INC.	Aug 20, 2013	Aug 27, 2013	7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MML INVESTORS SERVICES, LLC	Aug 4, 2009	Jan 12, 2011	526	Firm change after gap	Other

Relationships

Registered with (5)

→ ANCHOR & OAK WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ GLOBAL INVESTMENT ADVISORYRegistered adviserregistration: previous registration
Oct 29, 2024 to Aug 10, 2026factForm ADV
→ VERE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 27, 2013 to Aug 27, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jan 12, 2011 to Aug 20, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 6, 2008 to Aug 4, 2009factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
Joshua James Joiner left Global Investment Advisory for Anchor & Oak Wealth Advisors, Llc (registered 2026-06-25)
Form ADVobserved 6 days ago
Occurred
Aug 27, 2025
Advisor changed firm
Joshua James Joiner left Vere Asset Management, Inc. for Global Investment Advisory (registered 2024-10-29)
Form ADVobserved 6 days ago