DFX Intelligence

W•••• L••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

W•••• L••• E•••••••

Advisor at C••••••• I••••••••• C••••••

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:4082ee53-c11e-4c43-6245-f43d928aa2d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• I••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• I••••••••• C••••••	Independent wealth	Jul 29, 2024	n/a	yes	PEPPER PIKE, OH	Current employment
M••••• W•••••• L••	Former SEC adviser	Mar 18, 2014	Aug 2, 2023	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W•••••• L••	C••••••• I••••••••• C••••••	Aug 2, 2023	Jul 29, 2024	362	Firm change	RIA to RIA
P••• A••••• S••••••••• L••	M••••• W•••••• L••	Mar 17, 2014	Mar 18, 2014

Relationships

Registered with (3)

→ C••••••• I••••••••• C••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ M••••• W•••••• L••Registered adviserregistration: previous registration
Mar 18, 2014 to Aug 2, 2023factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2012 to Mar 17, 2014factForm ADV

Dated events

Occurred
Aug 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4082ee53-c11e-4c43-6245-f43d928aa2d1
First observed: Aug 30, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.