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Advisor at J.P. MORGAN SECURITIES LLC
Sugar Land, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 6, 2022 | n/a | yes | Sugar Land, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 25, 2019 | May 17, 2022 | no | SUGAR LAND, TX|NEW YORK, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 16, 2018 | Mar 18, 2019 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | May 17, 2022 | Sep 6, 2022 | 112 | Firm change | Wirehouse to wirehouse |
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 18, 2019 | Mar 25, 2019 | 7 | Firm change | RIA to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:NY:2022-05-05 | May 17, 2022 | Sep 6, 2022 | NEW YORK, NY | Firm change |