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A••• M• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A••• M• L•••

Advisor at L•• F•••••••• L••

BLACK DIAMOND, WA | MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:408ab927-d808-7505-a1f6-07cadee05fa0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 15, 2019	n/a	yes	BLACK DIAMOND, WA\|MERCER ISLAND, WA	Current employment
L••••• F••••••••• I•••	Bd affiliated wealth	Jul 24, 2015	Aug 16, 2019	no	BIRMINGHAM, AL\|BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F••••••••• I•••	L•• F•••••••• L••	Aug 16, 2019	Aug 15, 2019	-1	Firm change	Ibd to ibd
J•• C•••••• A•••••••• L••	L••••• F••••••••• I•••	Jul 24, 2015	Jul 24, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
17870:6413:WA:2019-08-16	Aug 16, 2019	Aug 15, 2019	BELLEVUE, WA	Firm change
112097:17870:WA:2015-07-24	Jul 24, 2015	Jul 24, 2015	BELLEVUE, WA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 15, 2019 to presentfactForm ADV
→ L••••• F••••••••• I•••Registered adviserregistration: previous registration
Jul 24, 2015 to Aug 16, 2019factForm ADV
→ J•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 11, 2012 to Jul 24, 2015factForm ADV
→ P•••••• I••••••••• C••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:408ab927-d808-7505-a1f6-07cadee05fa0
First observed: Mar 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.