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RIA / WealthAdvisorCertified Financial Planner23 years in industry

MARK ANTHONY POMEROY

Advisor at ASCENT CAPITAL PARTNERS, LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:408c9264-2c58-8914-c7d2-ce84d314cdca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASCENT CAPITAL PARTNERS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 28, 2003
First registration: Jan 15, 2004
Dual registered: no
IAPD individual key: 4638578

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASCENT CAPITAL PARTNERS, LLC	Mixed wealth	Jan 3, 2018	n/a	yes	SCOTTSDALE, AZ	Current employment
RILEY WEALTH ADVISORS, LLC	Former SEC adviser	Apr 7, 2020	Mar 9, 2021	no	SCOTTSDALE, AZ\|SOUTHLAKE, TX	Previous registration
TL PRIVATE WEALTH	Independent wealth	Feb 28, 2017	Jan 9, 2018	no	San Antonio, TX\|SOUTHLAKE, TX\|Scottsdale, AZ	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 15, 2008	Mar 17, 2017	no	PHOENIX, AZ\|San Antonio, TX\|SAN ANTONIO, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 15, 2004	Dec 31, 2008	no	PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RILEY WEALTH ADVISORS, LLC	n/a	Mar 9, 2021	n/a	n/a	Departure no registered destination	Departure
TL PRIVATE WEALTH	ASCENT CAPITAL PARTNERS, LLC	Jan 9, 2018	Jan 3, 2018	-6	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	TL PRIVATE WEALTH	Mar 17, 2017	Feb 28, 2017	-17	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Dec 31, 2008	Dec 15, 2008	-16	Bulk transfer	Other

Relationships

Registered with (5)

→ ASCENT CAPITAL PARTNERS, LLCRegistered adviserregistration: current employment
Jan 3, 2018 to presentfactForm ADV
→ RILEY WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 7, 2020 to Mar 9, 2021factForm ADV
→ TL PRIVATE WEALTHRegistered adviserregistration: previous registration
Feb 28, 2017 to Jan 9, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 15, 2008 to Mar 17, 2017factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 15, 2004 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.