DFX Intelligence

S•••• J•••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

S•••• J•••• I•••••

Advisor at L••••• E••• A•••••••

SYOSSET, NY

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Search this name across graphsid dfx:ria:408d32ac-b131-3214-0491-87306f77c915

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• E••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• E••• A•••••••	Independent wealth	Nov 1, 2023	n/a	yes	SYOSSET, NY	Current employment
N•••••• A•••••••	Bd affiliated wealth	Apr 6, 2021	Nov 1, 2023	no	NEW ORLEANS, LA\|Melville, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	L••••• E••• A•••••••	Nov 1, 2023	Nov 1, 2023	0	Firm change	Ibd to new firm
A••••• A•• P••••••• S•••••••	N•••••• A•••••••	Apr 9, 2021	Apr 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
20472:171351:NY:2021-04-09	Apr 9, 2021	Apr 6, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ L••••• E••• A•••••••Registered adviserregistration: current employment
Nov 1, 2023 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Apr 6, 2021 to Nov 1, 2023factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Apr 29, 2005 to Apr 9, 2021factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:408d32ac-b131-3214-0491-87306f77c915
First observed: Apr 29, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.