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Advisor at RHM CAPITAL MANAGEMENT, INC.
FORT WORTH, TX | KELLER, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RHM CAPITAL MANAGEMENT, INC. | State registered | Aug 28, 2018 | n/a | yes | FORT WORTH, TX|KELLER, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Oct 1, 2010 | no | BAKERSFIELD, CA|ROSEVILLE, CA|BAKERSFIELD, CA|PORTERVILLE, CA|BAKERSFIELD, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jul 12, 2004 | Oct 23, 2009 | no | SANTA CLARITA, CA|SANTA CLARITA, CA|STEVENSON RANCH, CA|NEWHALL, CA|BAKERSFIELD, CA|LEMOORE, CA|RIDGECREST, CA|BAKERSFIELD, CA|ROSEVILLE, CA|RIDGECREST, CA|BAKERSFIELD, CA|BAKERSFIELD, CA|BAKERSFIELD, CA|PORTERVILLE, CA|PORTERVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RHM CAPITAL MANAGEMENT, INC. | Oct 1, 2010 | Aug 28, 2018 | 2,888 | Firm change after gap | Wirehouse to state RIA |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |