DFX Intelligence
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Reading the graph
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Advisor at C•••••• I••••••••• A•••••••• L••
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• I••••••••• A•••••••• L•• | State registered | Mar 30, 2026 | n/a | yes | RED BANK, NJ | Current employment |
| A•••• W••••• A•••••••• L•• | Bd affiliated wealth | Aug 29, 2022 | Sep 26, 2025 | no | Red Bank, NJ|CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• W••••• A•••••••• L•• | C•••••• I••••••••• A•••••••• L•• | Sep 26, 2025 | Mar 30, 2026 | 185 | Firm change | Ibd to state RIA |
| K•••• M••••••••• | A•••• W••••• A•••••••• L•• | Aug 29, 2022 | Aug 29, 2022 |
| K•••• M••••••••• | Former SEC adviser | Nov 13, 2013 | Aug 29, 2022 | no | PONTE VEDRA BEACH, FL|JERSEY CITY, NJ | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Mar 26, 2010 | Nov 15, 2013 | no | ISELIN, NJ | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Nov 14, 2008 | Mar 26, 2010 | no | NEW YORK, NY|BROOKLYN, NY|STATEN ISLAND, NY | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | K•••• M••••••••• | Nov 15, 2013 | Nov 13, 2013 | -2 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Mar 26, 2010 | Mar 26, 2010 | 0 | Firm change | Other |