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Advisor at SCHWAB WEALTH ADVISORY, INC.
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jul 11, 2016 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Mar 22, 2011 | Jun 22, 2016 | no | PHILADELPHIA, PA|WOODSTOWN, NJ | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | May 31, 2005 | Feb 24, 2011 | no | CHERRY HILL, NJ|CHERRY HILL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA FINANCIAL PLANNING SERVICES | SCHWAB WEALTH ADVISORY, INC. | Jun 22, 2016 | Jul 11, 2016 | 19 | Firm change | Other |
| OSAIC FA, INC. | USAA FINANCIAL PLANNING SERVICES | Feb 24, 2011 | Mar 22, 2011 | 26 | Firm change | Other |