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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MCGERVEY WEALTH MANAGEMENT, LLC

CRD 151969

NORTH CANTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40a0694a-fd60-6a9a-6a6e-1d45136f553a

Data as of May 16, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 0
Observed: Dec 21, 2011 to May 16, 2012
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $49.7MItem 5.F on the latest filing (2012-05-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $49.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 352
SEC number: 801-70749
CRD: 151969
Filings on the tape: 8
First filed: Dec 21, 2011
Latest filed: May 16, 2012
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MC GERVEY, EDWARD, MICHAEL	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	10/2009	Dec 21, 2011	May 16, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$49.7M	$49.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$49.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	4	Jan 2, 2023	Jan 5, 2023	CANTON, OH	Firm absorbed	Other	100.0%

Relationships

Controls (1)

← MC GERVEY, EDWARD, MICHAELOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 21, 2011 to presentfactForm ADV

Moved with (1)

→ MARINERRegistered adviser4 advisors, firm absorbed
Jan 2, 2023 to Jan 5, 2023factForm ADV

Registered with (5)

← EDWARD MICHAEL MC GERVEYAdvisorregistration: previous registration
Dec 24, 2009 to Jan 3, 2023factForm ADV
← PATRICIA ANN FINCHAdvisorregistration: previous registration
Feb 22, 2011 to Jan 2, 2023factForm ADV
← MICHAEL EDWARD MCGERVEYAdvisorregistration: previous registration
Feb 18, 2016 to Jan 2, 2023factForm ADV
← Matthew James McGerveyAdvisorregistration: previous registration
Aug 20, 2018 to Jan 2, 2023factForm ADV
← JOSEPH PARTICK LAUBACHERAdvisorregistration: previous registration
Aug 8, 2016 to May 18, 2018factForm ADV

Dated events

Occurred
Jan 3, 2023
Advisor changed firm
Edward Michael Mc Gervey left Mcgervey Wealth Management, Llc for Mariner (registered 2023-01-04)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2023
Firm absorbed
Mcgervey Wealth Management, LLC's advisors moved to Mariner (Canton, OH): 4 of 4 registered, a day apart
Form ADVobserved 6 days ago
4 advisors
Occurred
Jan 2, 2023
Advisor changed firm
Michael Edward Mcgervey left Mcgervey Wealth Management, Llc for Mariner (registered 2023-01-04)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2023
Advisor changed firm
Patricia Ann Finch left Mcgervey Wealth Management, Llc for Mariner (registered 2023-01-05)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2023
Advisor changed firm
Matthew James Mcgervey left Mcgervey Wealth Management, Llc for Mariner (registered 2023-01-04)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40a0694a-fd60-6a9a-6a6e-1d45136f553a
First observed: Dec 21, 2011
Last observed: May 16, 2012 174 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCGERVEY WEALTH MANAGEMENT, LLC

CRD 151969

NORTH CANTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40a0694a-fd60-6a9a-6a6e-1d45136f553a

Data as of May 16, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MC GERVEY, EDWARD, MICHAEL

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

10/2009

Dec 21, 2011

May 16, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$49.7M

$49.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$49.7M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Jan 2, 2023

Jan 5, 2023

CANTON, OH

Firm absorbed

Other

100.0%