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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Leslie Marie Johnson

Advisor at ADVICE AND PLANNING SERVICES

Omaha, NE | Lincoln, NE

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Search this name across graphsid dfx:ria:40a936f2-2bdc-474f-b310-4634fc5f0d04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 14, 2012
First registration: Apr 18, 2012
Dual registered: yes, broker-dealer
Other names: LESLIE JOHNSON|LESLIE MARIE JOHNSON|Leslie Marie Bickel|Leslie M Johnson
IAPD individual key: 6028652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 3, 2021	n/a	yes	Omaha, NE\|Omaha, NE\|Lincoln, NE	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 18, 2020	Oct 15, 2021	no	Cheyenne, WY	Previous registration
MARKLE FINANCIAL LLC	Independent wealth	Jun 17, 2019	Aug 31, 2020	no	LARAMIE, WY	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 18, 2012	Jun 13, 2019	no	LARAMIE, WY\|LARAMIE, WY\|Laramie, WY\|Laramie, WY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	ADVICE AND PLANNING SERVICES	Oct 15, 2021	Nov 3, 2021	19	Firm change	Ibd to ibd
MARKLE FINANCIAL LLC	CHARLES SCHWAB & CO., INC.	Aug 31, 2020	Sep 18, 2020	18	Firm change	RIA to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MARKLE FINANCIAL LLC	Jun 13, 2019	Jun 17, 2019	4	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Oct 15, 2021factForm ADV
→ MARKLE FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 17, 2019 to Aug 31, 2020factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 18, 2012 to Jun 13, 2019factForm ADV

Dated events

No dated event names this entity yet.