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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MARKLE FINANCIAL LLC

CRD 302088

LARAMIE, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a218421a-dccf-71cc-da0e-a006d25d25f1

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 1
Observed: Apr 24, 2019 to Jun 23, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Markle Financial LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $141MItem 5.F on the latest filing (2026-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $135M
Private client RAUM: $135MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $47.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 616
Individual clients: 210
High net worth clients: 47
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $100,000
SEC number: 801-116686
CRD: 302088
Filings on the tape: 27
First filed: Apr 24, 2019
Latest filed: Jun 23, 2026
Organised: Limited Liability Company, WY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SHANNON MICHAEL MARKLE	n/a	LARAMIE, WY	7	26	2	no
ROBERT WESLEY TEAGUE	n/a	LARAMIE, WY \| Lancaster, PA	2	26	4	no
Joseph Schwartz	n/a	Fort Collins, CO \| LARAMIE, WY	1	12	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
VETERA LLC	Venture Capital Fund	$0	Oct 14, 2024	0	Mar 26, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARKLE, SHANNON, MICHAEL	MANAGING MEMBER	E	yes	05/2015	Apr 24, 2019	Oct 14, 2024
TEAGUE, ROBERT, WESLEY	Partner	B	yes	07/2024	Aug 20, 2024	Oct 14, 2024
SCHULMAN, MONIQUE	CHIEF COMPLIANCE OFFICER	Na	no	05/2021	Jun 17, 2022	Oct 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lancaster	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$141M	$135M	7	5	1	1	n/a
2024	Mar 27, 2025	$122M	$117M	6	4	1	1	n/a
2023	Mar 26, 2024	$97.3M	$91.8M	4	2	0	1	$0
2022	Mar 23, 2023	$143M	$132M	6	4	1	n/a	n/a
2021	Mar 31, 2022	$150M	$139M	8	6	2	n/a	n/a
2020	Mar 31, 2021	$132M	$123M	5	5	2	n/a	n/a
2019	Jun 25, 2020	$109M	$101M	6	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$141M	$122M	16.2%	$143M	-0.3%	7	6	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Jul 11, 2019	Jul 1, 2019	LANCASTER, PA	Team lift out	Ibd to new firm	0.1%

Relationships

Advises (1)

→ VETERA LLCPrivate fundVenture Capital Fund, IA
Mar 26, 2024 to presentfactForm ADV

Registered with (6)

← Joseph SchwartzAdvisorregistration: current employment
Oct 11, 2024 to presentfactForm ADV
← ROBERT WESLEY TEAGUEAdvisorregistration: current employment
May 6, 2024 to presentfactForm ADV
← SHANNON MICHAEL MARKLEAdvisorregistration: current employment
Jun 28, 2019 to presentfactForm ADV
← WENDY HOSTETTER ROWLEYAdvisorregistration: previous registration
Jul 1, 2019 to Aug 31, 2023factForm ADV
← RICHARD MATTHEW ROWLEYAdvisorregistration: previous registration
Jul 1, 2019 to Aug 31, 2023factForm ADV
← Leslie Marie JohnsonAdvisorregistration: previous registration
Jun 17, 2019 to Aug 31, 2020factForm ADV

Owns (1)

← SCHULMAN, MONIQUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 17, 2022 to Oct 14, 2024factForm ADV

Controls (2)

← TEAGUE, ROBERT, WESLEYOwnerPARTNER, ownership code B, individual
Aug 20, 2024 to Oct 14, 2024factForm ADV
← MARKLE, SHANNON, MICHAELOwnerMANAGING MEMBER, ownership code E, individual
Apr 24, 2019 to Oct 14, 2024factForm ADV

Moved with (1)

← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Jul 11, 2019 to Jul 1, 2019factForm ADV

Dated events

Occurred
Aug 20, 2024
Control person joined
Wesley Robert Teague (Partner) appeared on Schedule A of Markle Financial Llc
Form ADVobserved 4 days ago
Occurred
Aug 31, 2023
Advisor changed firm
Richard Matthew Rowley left Markle Financial Llc for Rowley Financial (registered 2023-07-13)
Form ADVobserved 4 days ago
Occurred
Aug 31, 2023
Advisor changed firm
Wendy Hostetter Rowley left Markle Financial Llc for Rowley Financial (registered 2023-07-13)
Form ADVobserved 4 days ago
Occurred
Nov 9, 2020
Control person left
Marie Leslie Johnson (Member & Chief Compliance Officer) no longer on Schedule A of Markle Financial Llc (listed 2020-06-25, absent 2020-11-09)
Form ADVobserved 4 days ago
Occurred
Apr 24, 2019
First Form ADV filing
Markle Financial Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a218421a-dccf-71cc-da0e-a006d25d25f1
First observed: Apr 24, 2019
Last observed: Jun 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARKLE FINANCIAL LLC

CRD 302088

LARAMIE, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a218421a-dccf-71cc-da0e-a006d25d25f1

Data as of Jun 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SHANNON MICHAEL MARKLE

n/a

LARAMIE, WY

ROBERT WESLEY TEAGUE

n/a

LARAMIE, WY | Lancaster, PA

Joseph Schwartz

n/a

Fort Collins, CO | LARAMIE, WY

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

VETERA LLC

Venture Capital Fund

Oct 14, 2024

Mar 26, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARKLE, SHANNON, MICHAEL

MANAGING MEMBER

yes

05/2015

Apr 24, 2019

Oct 14, 2024

TEAGUE, ROBERT, WESLEY

Partner

yes

07/2024

Aug 20, 2024

Oct 14, 2024

SCHULMAN, MONIQUE

CHIEF COMPLIANCE OFFICER

05/2021

Jun 17, 2022

Oct 14, 2024

City

State

Country

Employees

Also broker-dealer

Lancaster

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$141M

$135M

n/a

2024

Mar 27, 2025

$122M

$117M

n/a

2023

Mar 26, 2024

$97.3M

$91.8M

2022

Mar 23, 2023

$143M

$132M

n/a

2021

Mar 31, 2022

$150M

$139M

n/a

2020

Mar 31, 2021

$132M

$123M

n/a

2019

Jun 25, 2020

$109M

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$141M

$122M

16.2%

$143M

-0.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jul 11, 2019

Jul 1, 2019

LANCASTER, PA

Team lift out

Ibd to new firm

0.1%