DFX Intelligence

I••••••• H••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

I••••••• H••••• A•••• M••••••••• L••

CRD 301987

NEW YORK, NY

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Search this name across graphsid dfx:ria:40ab03a8-d098-484b-1147-32aa62f0ce97

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 10
On other graphs: 1
Observed: Jun 12, 2020 to Mar 26, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

I••••••• H••••• A•••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $1.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••••• H••••• N••••• M••••• F•••• L•	Hedge Fund	$60.2M	Mar 26, 2026	10	Mar 24, 2023	reported	021-443949

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•• V•••••••• J•••	CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER	Na	yes	09/2021	Mar 10, 2022	Mar 27, 2024
D•• V•••••••• J•••	CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER	F	yes	09/2022	Mar 10, 2022	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••• H••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.2B	57.2%	$656M	41.8%	12	11	0	0

Relationships

Advises (1)

→ I••••••• H••••• N••••• M••••• F•••• L•Private fundHedge Fund, IA
Mar 24, 2023 to presentfactForm ADV

Controls (4)

← D•• V•••••••• J•••OwnerCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER, ownership code F, individual
Mar 10, 2022 to Mar 27, 2024factForm ADV
← R••• B•••••• J••OwnerMANAGING MEMBER, ownership code D, individual
Jun 12, 2020 to Mar 27, 2024factForm ADV
← I••••••• H••••• A••••••• G•• L••Owner

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$682M
Occurred
Mar 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 26, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 26, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40ab03a8-d098-484b-1147-32aa62f0ce97
First observed: Jun 12, 2020
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.