DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• H••••• A•••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jun 12, 2020 · 8 filings
SEC status approved since Jul 14, 2020
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.9B as of Mar 26, 2026
Feb 11, 2021$384M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 11, 20210 then
Employees (5.A)12 as of Mar 26, 2026
Feb 11, 20214 then
Private funds1 as of Mar 26, 2026
Mar 24, 20231 then
RAUM +57% over the last fiscal year+42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $144MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +57%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $32.4M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $32.4M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••• H••••• N••••• M••••• F•••• L• | Hedge Fund | $51.7M | 12 | Mar 24, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•• V•••••••• J••• · Chief Compliance Officer & Chief Operating Officercontrolsince 09/2021 · owns less than 5%
- R••• B•••••• J•• · Chief Investment Officercontrolsince 02/2019 · owns less than 5%
- D•• V•••••••• J••• · Chief Operating Officer/Chief Compliance Officercontrolsince 09/2022 · owns F of I••••••• H••••• A•••••••• L•
- R••• B•••••• J•• · Managing Membercontrolsince 09/2022 · owns 75% or more of I••••••• H••••• A•••••••• L•
- R••• B•••••• J•• · Managing Membercontrolsince 09/2022 · owns 50% to 75% of I••••••• H••••• A••••••• G•• L••
- C•••• T••••••• W• · Senior Analystsince 09/2022 · owns F of I••••••• H••••• A•••••••• L•
- F••••••• C••••• · Membersince 09/2022 · owns 50% to 75% of I••••••• H••••• A••••••• G•• L••
- V•••••••• A•••• A••• · Senior Analystsince 04/2023 · owns F of I••••••• H••••• A•••••••• L•
Entity owners
- I••••••• H••••• A•••••••• L• · Limited Partnerdirect · owns 75% or more
- I••••••• H••••• A••••••• G•• L•• · General Partnerindirect · owns F of I••••••• H••••• A•••••••• L•
Related persons
Schedule D 7.A
- I••••••• H••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 13Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 12 to 13Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $25.0M to $32.4MMar 28, 2025 to Mar 26, 2026
- Employees · 11 to 12Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.2B to $1.9BMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.2B to $1.9BMar 28, 2025 to Mar 26, 2026
- RAUM · $1.2B to $1.9BMar 28, 2025 to Mar 26, 2026
- Advisory employees · 7 to 8Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $26.0M to $25.0MMar 27, 2024 to Mar 28, 2025
- Employees · 10 to 11Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $815M to $1.2BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $815M to $1.2BMar 27, 2024 to Mar 28, 2025
- RAUM · $815M to $1.2BMar 27, 2024 to Mar 28, 2025
- Accounts · 10 to 12Mar 24, 2023 to Mar 27, 2024
- Advisory employees · 6 to 7Mar 24, 2023 to Mar 27, 2024
- Pooled vehicle clients · 11 to 12Mar 24, 2023 to Mar 27, 2024
- Assets in custody · $40.4M to $26.0MMar 24, 2023 to Mar 27, 2024
- Employees · 8 to 10Mar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $656M to $815MMar 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $605M to $815MMar 24, 2023 to Mar 27, 2024
- RAUM · $656M to $815MMar 24, 2023 to Mar 27, 2024
- Accounts · 2 to 10Oct 17, 2022 to Mar 24, 2023
- Advisory employees · 5 to 6Oct 17, 2022 to Mar 24, 2023
- Pooled vehicle clients · 2 to 11Oct 17, 2022 to Mar 24, 2023
- Assets in custody · unset to 40422078.0Oct 17, 2022 to Mar 24, 2023
- Custody of client assets · false to trueOct 17, 2022 to Mar 24, 2023
- Employees · 7 to 8Oct 17, 2022 to Mar 24, 2023
- Private funds · unset to 1Oct 17, 2022 to Mar 24, 2023
- Discretionary RAUM · $425M to $656MOct 17, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $425M to $605MOct 17, 2022 to Mar 24, 2023
- RAUM · $425M to $656MOct 17, 2022 to Mar 24, 2023
- Advisory employees · 3 to 5Feb 11, 2021 to Mar 10, 2022
- Employees · 4 to 7Feb 11, 2021 to Mar 10, 2022
- Discretionary RAUM · $384M to $425MFeb 11, 2021 to Mar 10, 2022
- Pooled vehicle RAUM · $384M to $425MFeb 11, 2021 to Mar 10, 2022
- RAUM · $384M to $425MFeb 11, 2021 to Mar 10, 2022
- Discretionary RAUM · $231M to $384MJun 12, 2020 to Feb 11, 2021
- Pooled vehicle RAUM · $231M to $384MJun 12, 2020 to Feb 11, 2021
- RAUM · $231M to $384MJun 12, 2020 to Feb 11, 2021
Signals
5 dated events
- I••••••• H••••• A•••• M••••••••• L•• reported RAUM $1.9B, up 57% from $1.2B (2025-03-28 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- I••••••• H••••• A•••• M••••••••• L•• reported RAUM $1.2B, up 46% from $815.2M (2024-03-27 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- I••••••• H••••• A•••• M••••••••• L•• reported RAUM $656.1M, up 54% from $424.9M (2022-10-17 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- I••••••• H••••• A•••• M••••••••• L•• reported RAUM $384.3M, up 66% from $231.4M (2020-06-12 to 2021-02-11)Feb 11, 2021 · RAUM change · derived
- I••••••• H••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 12, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••••• H••••• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 201-370-2740reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026