DFX Intelligence

G••••• R••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

G••••• R••••• B••••

Advisor at L•• F•••••••• L••

GARDEN CITY, NY | MASSAPEQUA, NY

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Search this name across graphsid dfx:ria:40af09ac-0256-dd72-4a79-e2d85b835b5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 5, 2025	n/a	yes	GARDEN CITY, NY\|MASSAPEQUA, NY	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Nov 18, 2018	Jun 5, 2025	no	Massapequa, NY\|Mitchel Field, NY\|Pasadena, CA\|Uniondale, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	L•• F•••••••• L••	Jun 5, 2025	Jun 5, 2025	0	Bulk transfer	Ibd to ibd
N•••••••• A•••• M••••••••• L••	W•••••• I••••••••• S•••••••••	Dec 11, 2018	Nov 18, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
117567:39262:FL:2018-12-11	Dec 11, 2018	Nov 18, 2018	MIAMI, FL	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 18, 2018 to Jun 5, 2025factForm ADV
→ N•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2012 to Dec 11, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40af09ac-0256-dd72-4a79-e2d85b835b5a
First observed: Apr 25, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.