DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

RICHARD CARMINE CELLA

Advisor at LPL FINANCIAL LLC

NAPLES, FL | DANVERS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40b13846-2c85-0376-d5e7-6378dc274e30

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 19, 1984
First registration: Nov 5, 2003
Dual registered: yes, broker-dealer
Other names: RICHARD CARMINE CELLA|RICHARD CARMINE CELLA
IAPD individual key: 1225988

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 10, 2021	n/a	yes	DANVERS, MA\|NAPLES, FL\|NAPLES, FL	Current employment
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Former SEC adviser	Mar 18, 2011	Dec 4, 2023	no	DANVERS, MA	Previous registration
IPSWICH BAY ADVISORS	n/a	May 4, 2009	Apr 6, 2011	no	DANVERS, MA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 11, 2005	Aug 4, 2016	no	MARBLEHEAD, MA\|DANVERS, MA\|LYNNFIELD, MA\|IPSWICH, MA\|DANVERS, MA\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Nov 5, 2003	Dec 31, 2004	no	n/a	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Dec 4, 2023	Nov 10, 2021	-754	Firm change after gap	RIA to ibd
INVESTORS CAPITAL ADVISORY	IPSWICH BAY ADVISORS	Aug 4, 2016	May 4, 2009	-2,649	Firm change after gap	Other
IPSWICH BAY ADVISORS	THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Apr 6, 2011	Mar 18, 2011	-19	Firm change	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 11, 2005	11	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 10, 2021 to presentfactForm ADV
→ THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 18, 2011 to Dec 4, 2023factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 11, 2005 to Aug 4, 2016factForm ADV
→ IPSWICH BAY ADVISORSRegistered adviserregistration: previous registration
May 4, 2009 to Apr 6, 2011factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Nov 5, 2003 to Dec 31, 2004factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
Richard Carmine Cella left The Capital Advisory Group Advisory Services, Llc for Lpl Financial Llc (registered 2021-11-10)
Form ADVobserved 6 days ago