DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Richard Carmine Cella

LPL Financial LLCBD affiliatedNaples, Fl dual registrantIAPD 1225988

Feed of 09/15/2026

Also filed as Richard Carmine Cella

At current firm

4 y

since Nov 10, 2021

In the industry

42 y

since May 19, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Nov 10, 2021 · Danvers, Ma
The Capital Advisory Group Advisory Services, LLC former
Mar 18, 2011 to Dec 4, 2023 · Danvers, Ma
Ipswich Bay Advisors unclassified
May 4, 2009 to Apr 6, 2011 · Danvers, Ma
Investors Capital Advisory former
Jan 11, 2005 to Aug 4, 2016 · Marblehead, Ma
Eastern Point Advisors Inc. unclassified
Nov 5, 2003 to Dec 31, 2004

Moves

a registration end followed by a registration begin elsewhere

The Capital Advisory Group Advisory Services, LLC to LPL Financial LLC
left Dec 4, 2023, registered Nov 10, 2021 (-754 days) · RIA to affiliated broker-dealer or bank
Investors Capital Advisory to Ipswich Bay Advisors
left Aug 4, 2016, registered May 4, 2009 (-2649 days) · Other
Ipswich Bay Advisors to The Capital Advisory Group Advisory Services, LLC
left Apr 6, 2011, registered Mar 18, 2011 (-19 days) · Other
Eastern Point Advisors Inc. to Investors Capital Advisory
left Dec 31, 2004, registered Jan 11, 2005 (11 days) · corporate re-registration, not a move

Signals

Richard Carmine Cella left The Capital Advisory Group Advisory Services, Llc for Lpl Financial Llc (registered 2021-11-10)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address