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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Ryan Keapproth

Advisor at LPL FINANCIAL LLC

BROOKLYN CENTER, MN

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Search this name across graphsid dfx:ria:40b1e114-aa66-8b08-0338-edf2e7ee39c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 11, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 22, 2017
First registration: Apr 11, 2017
Dual registered: yes, broker-dealer
Other names: RYAN KEAPPROTH|RYAN T KEAPPROTH|RYAN THOMAS KEAPPROTH
IAPD individual key: 6735914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 16, 2025	n/a	yes	BROOKLYN CENTER, MN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 9, 2023	Jul 17, 2025	no	Minneapolis, MN\|Minneapolis, MN\|Minneapolis, MN\|Saint Paul, MN\|Savage, MN\|Bloomington, MN\|Shakopee, MN\|Chaska, MN	Previous registration
SECURED RETIREMENT ADVISORS, LLC	Independent wealth	Jun 16, 2022	Jan 18, 2023	no	ST LOUIS PARK, MN	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 30, 2021	Jun 6, 2022	no	BLOOMINGTON, MN	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Sep 11, 2019	Apr 19, 2021	no	Edina, MN\|ARLINGTON, VA\|BLOOMINGTON, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 11, 2017	Sep 10, 2019	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Jul 17, 2025	Jul 16, 2025	-1	Firm change	Wirehouse to ibd
SECURED RETIREMENT ADVISORS, LLC	J.P. MORGAN SECURITIES LLC	Jan 18, 2023	Feb 9, 2023	22	Firm change	RIA to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	SECURED RETIREMENT ADVISORS, LLC	Jun 6, 2022	Jun 16, 2022	10	Firm change	Ibd to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 19, 2021	Jun 30, 2021	72	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Sep 10, 2019	Sep 11, 2019	1	Firm change	Ibd to RIA

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 16, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 9, 2023 to Jul 17, 2025factForm ADV
→ SECURED RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 16, 2022 to Jan 18, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 30, 2021 to Jun 6, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 11, 2019 to Apr 19, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 11, 2017 to Sep 10, 2019factForm ADV

Dated events

Occurred
Jul 17, 2025
Advisor changed firm
Ryan Keapproth left J.P. Morgan Securities Llc for Lpl Financial Llc (registered 2025-07-16)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2023
Advisor changed firm
Ryan Keapproth left Secured Retirement Advisors, Llc for J.P. Morgan Securities Llc (registered 2023-02-09)
Form ADVobserved 6 days ago
Occurred
Jun 6, 2022
Advisor changed firm
Ryan Keapproth left Fidelity Personal And Workplace Advisors for Secured Retirement Advisors, Llc (registered 2022-06-16)
Form ADVobserved 6 days ago