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Advisor at WELLS FARGO ADVISORS
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 2, 2022 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Sep 2, 2022 | no | VENTURA, CA|OJAI, CA|OXNARD, CA|SAN LUIS OBISPO, CA|WESTLAKE VILLAGE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 29, 2005 | Jan 3, 2011 | no | OJAI, CA|OXNARD, CA|AGORA HILLS, CA|VENTURA, CA|AGOURA HILLS, CA|VENTURA, CA|VENTURA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Sep 2, 2022 | Sep 2, 2022 | 0 | Channel change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:CA:2022-09-02 | Sep 2, 2022 | Sep 2, 2022 | WESTLAKE VILLAGE, CA | Firm change |