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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)16 years in industry

CHRISTOPHER M PELLEGRINO

Advisor at LPL FINANCIAL LLC

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40c8161f-5bbb-0568-b2f2-45d53eec2d6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Sep 2, 2010
First registration: Sep 3, 2010
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER PELLEGRINO|CHRIS M PELLEGRINO
IAPD individual key: 5831851

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 26, 2025	n/a	yes	HUNT VALLEY, MD	Current employment
SUMMIT FINANCIAL	Former SEC adviser	Aug 17, 2022	Sep 29, 2025	no	Arnold, MD\|HUNT VALLEY, MD	Previous registration
SLOANE MCCARRON CAPITAL ADVISORS, LLC	n/a	Feb 8, 2011	Nov 28, 2011	no	NORWELL, MA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Sep 3, 2010	Nov 30, 2010	no	HINGHAM, MA\|SAN RAFAEL, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL	LPL FINANCIAL LLC	Sep 29, 2025	Sep 26, 2025	-3	Firm change	RIA to ibd
SLOANE MCCARRON CAPITAL ADVISORS, LLC	SUMMIT FINANCIAL	Nov 28, 2011	Aug 17, 2022	3,915	Firm change after gap	Other
FINANCIAL TELESIS, INC.	SLOANE MCCARRON CAPITAL ADVISORS, LLC	Nov 30, 2010	Feb 8, 2011	70	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281050:6413:MD:2025-09-29	Sep 29, 2025	Sep 26, 2025	HUNT VALLEY, MD	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 26, 2025 to presentfactForm ADV
→ SUMMIT FINANCIALRegistered adviserregistration: previous registration
Aug 17, 2022 to Sep 29, 2025factForm ADV
→ SLOANE MCCARRON CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 8, 2011 to Nov 28, 2011factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Sep 3, 2010 to Nov 30, 2010factForm ADV

Dated events

Occurred
Sep 29, 2025
Advisor changed firm
Christopher M Pellegrino left Summit Financial for Lpl Financial Llc (registered 2025-09-26)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40c8161f-5bbb-0568-b2f2-45d53eec2d6d
First observed: Sep 3, 2010
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER M PELLEGRINO

Advisor at LPL FINANCIAL LLC

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40c8161f-5bbb-0568-b2f2-45d53eec2d6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Sep 26, 2025

n/a

yes

HUNT VALLEY, MD

Current employment

SUMMIT FINANCIAL

Former SEC adviser

Aug 17, 2022

Sep 29, 2025

Arnold, MD|HUNT VALLEY, MD

Previous registration

SLOANE MCCARRON CAPITAL ADVISORS, LLC

n/a

Feb 8, 2011

Nov 28, 2011

NORWELL, MA

Previous registration

FINANCIAL TELESIS, INC.

Former SEC adviser

Sep 3, 2010

Nov 30, 2010

HINGHAM, MA|SAN RAFAEL, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SUMMIT FINANCIAL

LPL FINANCIAL LLC

Sep 29, 2025

Sep 26, 2025

-3

Firm change

RIA to ibd

SLOANE MCCARRON CAPITAL ADVISORS, LLC

SUMMIT FINANCIAL

Nov 28, 2011

Aug 17, 2022

3,915

Firm change after gap

Other

FINANCIAL TELESIS, INC.

SLOANE MCCARRON CAPITAL ADVISORS, LLC

Nov 30, 2010

Feb 8, 2011

Firm change

Other

Team

Left

Joined

From

Kind

281050:6413:MD:2025-09-29

Sep 29, 2025

Sep 26, 2025

HUNT VALLEY, MD

Firm change