RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M• P•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 26, 2025 · Hunt Valley, Md
- S••••• F•••••••• formerAug 17, 2022 to Sep 29, 2025 · Arnold, Md
- S••••• M••••••• C•••••• A•••••••• L•• unclassifiedFeb 8, 2011 to Nov 28, 2011 · Norwell, Ma
- F•••••••• T••••••• I••• formerSep 3, 2010 to Nov 30, 2010 · Hingham, Ma
- S••••• F•••••••• to L•• F•••••••• L••left Sep 29, 2025, registered Sep 26, 2025 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S••••• M••••••• C•••••• A•••••••• L•• to S••••• F••••••••left Nov 28, 2011, registered Aug 17, 2022 (3915 days) · Other
- F•••••••• T••••••• I••• to S••••• M••••••• C•••••• A•••••••• L••left Nov 30, 2010, registered Feb 8, 2011 (70 days) · Other
- C••••••••• M• P••••••••• left S••••• F•••••••• for L•• F•••••••• L•• (registered 2025-09-26)Sep 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address