DFX Intelligence

A•••••• J• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

A•••••• J• B••••••

Advisor at C••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:40c89beb-2bc8-7def-f111-fedb1613277c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Nov 15, 2024	n/a	yes	NEW YORK, NY\|CLEVELAND, OH	Current employment
C••••• P••••••• L••	Independent wealth	Jul 20, 2017	n/a	yes	Cleveland, OH\|NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••••••• C•••••••••	C••••• P••••••• L••	May 15, 2017	Jul 20, 2017	66	Firm change	Other
S••••••••• I••••••••• A•••••••• I•••	S•••• I••••••••• C•••••••••	Mar 28, 2014	Apr 15, 2014

Relationships

Registered with (4)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Jul 20, 2017 to presentfactForm ADV
→ S•••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Apr 15, 2014 to May 15, 2017factForm ADV
→ S••••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40c89beb-2bc8-7def-f111-fedb1613277c
First observed: Feb 17, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.