DFX Intelligence

R••••••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM 100m 1b

R••••••••• W•••••• L••

CRD 324109

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:40c94b54-4cb2-80cc-b6f0-bb3222be6d3d

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2026 to Aug 31, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $110M••• Locked
Discretionary RAUM: $110M
Private client RAUM: $110Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 6
Advisory employees: 6

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••• E••••• C•••••••••	Certified Financial Planner	Rogers, AR \| LITTLE ROCK, AR	3	32	7	no
J•• A•••• J•••••	n/a	Rogers, AR \| LITTLE ROCK, AR	1	38

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	n/a	0	0	0	4	0

Relationships

Registered with (6)

← C••• G•••• J••••••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← D••••• W•••• S•••••••Advisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← M••• A••••• S•••••••Advisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← J•• A•••• J•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40c94b54-4cb2-80cc-b6f0-bb3222be6d3d
First observed: Aug 31, 2026
Last observed: Aug 31, 2026 22 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.