DFX Intelligence

C••• G•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

C••• G•••• J••••••

Advisor at R••••••••• W•••••• L••

Rogers, AR | LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:be838304-493a-cac0-e591-5fdf145d9be6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 15, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W•••••• L••	State registered	May 27, 2026	n/a	yes	Rogers, AR\|LITTLE ROCK, AR	Current employment
S•••••• F•••• I••••••••• G••••• I•••	Former SEC adviser	May 7, 2003	Feb 1, 2010	no	LITTLE ROCK, AR\|LITTLE ROCK, AR\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••• I••••••••• G••••• I•••	R••••••••• W•••••• L••	Feb 1, 2010	May 27, 2026	5,959	Firm change after gap	Other

Relationships

Registered with (2)

→ R••••••••• W•••••• L••Registered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ S•••••• F•••• I••••••••• G••••• I•••Registered adviserregistration: previous registration
May 7, 2003 to Feb 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be838304-493a-cac0-e591-5fdf145d9be6
First observed: May 7, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.