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Advisor at TLG ADVISORS, INC.
SUMMIT, NJ | Summit, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TLG ADVISORS, INC. | Bd affiliated wealth | Apr 15, 2026 | n/a | yes | SUMMIT, NJ|Summit, NJ | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 22, 2012 | Dec 31, 2012 | no | SCHENECTADY, NY|ELMIRA, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 10, 2011 | no | PURCHASE, NY|Mclean, VA|Baltimore, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Jun 1, 2009 | no | BALTIMORE, MD|NEW YORK, NY|PIKESVILLE, MD|NEW YORK, NY|PIKESVILLE, MD | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Jan 4, 2005 | Feb 21, 2006 | no | PIKESVILLE, MD | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 11, 2002 | Jan 14, 2005 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | TLG ADVISORS, INC. | Dec 31, 2012 | Apr 15, 2026 | 4,853 | Firm change after gap | Other |
| MORGAN STANLEY | VOYA FINANCIAL ADVISORS, INC. | Jun 10, 2011 | May 22, 2012 | 347 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | LEGG MASON WOOD WALKER, INCORPORATED | Jan 14, 2005 | Jan 4, 2005 | -10 | Firm change | Other |