RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C••••
- T•• A•••••••• I••• BD affiliated currentsince Apr 15, 2026 · Summit, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 22, 2012 to Dec 31, 2012 · Schenectady, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 10, 2011 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Baltimore, Md
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJan 4, 2005 to Feb 21, 2006 · Pikesville, Md
- U•• F•••••••• S••••••• I••• wirehouseFeb 11, 2002 to Jan 14, 2005 · Hunt Valley, Md
- V••• F•••••••• A•••••••• I••• to T•• A•••••••• I•••left Dec 31, 2012, registered Apr 15, 2026 (4853 days) · Other
- M••••• S•••••• to V••• F•••••••• A•••••••• I•••left Jun 10, 2011, registered May 22, 2012 (347 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to L••• M•••• W••• W•••••• I•••••••••left Jan 14, 2005, registered Jan 4, 2005 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address