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Advisor at OSAIC WEALTH, INC.
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | SAN DIEGO, CA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 5, 2016 | Jan 19, 2024 | no | CARLSBAD, CA|SAN DIEGO, CA|ENCINITAS, CA|SAN DIEGO, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 30, 2013 | Dec 1, 2016 | no | CARLSBAD, CA | Previous registration |
| FOCUS INVESTMENT ADVISORS, INC | Institutional manager | Sep 14, 2006 | Dec 31, 2011 | no | SOLANA BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | WOODBURY FINANCIAL SERVICES, INC. | Dec 1, 2016 | Dec 5, 2016 | 4 | Firm change | Other |
| FOCUS INVESTMENT ADVISORS, INC | SECURITIES AMERICA ADVISORS, INC. | Dec 31, 2011 | Sep 30, 2013 | 639 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:421:CA:2016-12-01 | Dec 1, 2016 | Dec 5, 2016 | CARLSBAD, CA | Firm change |