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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

FOCUS INVESTMENT ADVISORS, INC

CRD 109970

SOLANA BEACH, CA

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Search this name across graphsid dfx:ria:7d9a5e1c-d4dd-120e-567e-d6076af58cd9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 1
Observed: Apr 24, 2012 to Mar 30, 2026
40 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Focus Investment Advisors, Inc

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.84 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $956MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $469M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $191Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 34
Individual clients: 0
High net worth clients: 0
SEC number: 801-57176
CRD: 109970
Filings on the tape: 40
First filed: Apr 24, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, CA
Website: focusinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW YORISATO WASA	n/a	SOLANA BEACH, CA	13	41	4	yes
HENRY JOSEPH FERRY	n/a	SOLANA BEACH, CA \| CARDIFF, CA	13	33	5	no
AMBER RENEE RESTINE	Certified Financial Planner	SOLANA BEACH, CA	13	18	3	yes
DAVID EVERETT LAM	Certified Financial Planner	SOLANA BEACH, CA	7	20	1	yes
Jacqueline Marie Lam	n/a	SOLANA BEACH, CA	1	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FERRY, HENRY, JOSEPH	PARTNER/CFO	D	yes	03/1994	Apr 24, 2012	Dec 10, 2024
WASA, ANDREW, YORISATO	PARTNER/CHIEF COMPLIANCE OFFICER/CEO	D	yes	03/1994	Apr 24, 2012	Dec 10, 2024
RESTINE, AMBER, RENEE	Coo	Na	no	02/2021	Feb 22, 2021	Dec 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$956M	$469M	7	4	0	n/a	n/a
2024	Mar 20, 2025	$885M	$433M	6	6	0	n/a	n/a
2023	Mar 18, 2024	$780M	$389M	5	5	0	n/a	n/a
2022	Mar 31, 2023	$684M	$337M	5	5	0	n/a	n/a
2021	Mar 29, 2022	$704M	$333M	5	5	0	n/a	n/a
2020	Mar 22, 2021	$600M	$276M	5	5	0	n/a	n/a
2019	Mar 27, 2020	$513M	$275M	5	5	0	n/a	n/a
2018	Mar 21, 2019	$396M	$217M	6	6	0	n/a	n/a
2017	Mar 19, 2018	$375M	$231M	4	4	0	n/a	n/a
2016	Mar 27, 2017	$391M	$245M	4	4	n/a	n/a	n/a
2015	Mar 11, 2016	$405M	$293M	4	4	n/a	n/a	n/a
2014	Feb 10, 2015	$525M	$300M	4	3	n/a	n/a	n/a
2013	Mar 7, 2014	$265M	$65.0M	4	3	n/a	n/a	n/a
2012	May 8, 2013	$205M	$45.0M	4	3	n/a	n/a	n/a
2011	Apr 24, 2012	$170M	$35.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$956M	$885M	8.0%	$684M	11.8%	7	6	0	0

Relationships

Registered with (7)

← Jacqueline Marie LamAdvisorregistration: current employment
Feb 18, 2025 to presentfactForm ADV
← DAVID EVERETT LAMAdvisorregistration: current employment
Nov 27, 2018 to presentfactForm ADV
← ANDREW YORISATO WASAAdvisorregistration: previous registration
Jun 3, 1994 to Dec 31, 2011factForm ADV
← HENRY JOSEPH FERRYAdvisorregistration: previous registration
Jun 3, 1994 to Dec 31, 2011factForm ADV
← AMBER RENEE RESTINEAdvisorregistration: previous registration
Nov 17, 2011 to Dec 31, 2011factForm ADV
← FRANK MARIO AMELIOAdvisorregistration: previous registration
Aug 6, 2013 to Feb 14, 2025factForm ADV
← THOMAS JOSEPH DRABEKAdvisorregistration: previous registration
Sep 14, 2006 to Dec 31, 2011factForm ADV

Controls (2)

← WASA, ANDREW, YORISATOOwnerPARTNER/CHIEF COMPLIANCE OFFICER/CEO, ownership code D, individual
Apr 24, 2012 to Dec 10, 2024factForm ADV
← FERRY, HENRY, JOSEPHOwnerPARTNER/CFO, ownership code D, individual
Apr 24, 2012 to Dec 10, 2024factForm ADV

Owns (1)

← RESTINE, AMBER, RENEEOwnerCOO, ownership code NA, individual
Feb 22, 2021 to Dec 10, 2024factForm ADV

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
Frank Mario Amelio left Focus Investment Advisors, Inc for Lpl Financial Llc (registered 2025-01-19)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Regulatory AUM changed
Focus Investment Advisors, Inc reported RAUM $512.9M, up 30% from $396.0M (2019-03-21 to 2020-03-27)
Form ADVobserved 4 days ago
$117M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d9a5e1c-d4dd-120e-567e-d6076af58cd9
First observed: Apr 24, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOCUS INVESTMENT ADVISORS, INC

CRD 109970

SOLANA BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d9a5e1c-d4dd-120e-567e-d6076af58cd9

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW YORISATO WASA

n/a

SOLANA BEACH, CA

yes

HENRY JOSEPH FERRY

n/a

SOLANA BEACH, CA | CARDIFF, CA

AMBER RENEE RESTINE

Certified Financial Planner

SOLANA BEACH, CA

yes

DAVID EVERETT LAM

Certified Financial Planner

SOLANA BEACH, CA

yes

Jacqueline Marie Lam

n/a

SOLANA BEACH, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FERRY, HENRY, JOSEPH

PARTNER/CFO

yes

03/1994

Apr 24, 2012

Dec 10, 2024

WASA, ANDREW, YORISATO

PARTNER/CHIEF COMPLIANCE OFFICER/CEO

yes

03/1994

Apr 24, 2012

Dec 10, 2024

RESTINE, AMBER, RENEE

Coo

02/2021

Feb 22, 2021

Dec 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$956M

$469M

n/a

2024

Mar 20, 2025

$885M

$433M

n/a

2023

Mar 18, 2024

$780M

$389M

n/a

2022

Mar 31, 2023

$684M

$337M

n/a

2021

Mar 29, 2022

$704M

$333M

n/a

2020

Mar 22, 2021

$600M

$276M

n/a

2019

Mar 27, 2020

$513M

$275M

n/a

2018

Mar 21, 2019

$396M

$217M

n/a

2017

Mar 19, 2018

$375M

$231M

n/a

2016

Mar 27, 2017

$391M

$245M

n/a

2015

Mar 11, 2016

$405M

$293M

n/a

2014

Feb 10, 2015

$525M

$300M

n/a

2013

Mar 7, 2014

$265M

$65.0M

n/a

2012

May 8, 2013

$205M

$45.0M

n/a

2011

Apr 24, 2012

$170M

$35.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$956M

$885M

8.0%

$684M

11.8%