This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Mar 11, 2019

First registration

Mar 12, 2019

Dual registered

yes, broker-dealer

Other names

Chris Travers|CHRISTOPHER JOSEPH TRAVERS

IAPD individual key

6919476

• Occurred

  Sep 7, 2024
  Advisor changed firm

  Christopher Travers left Fidelity Personal And Workplace Advisors for Ameriprise Financial Services, Llc (registered 2025-05-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:40d1c7b1-dec4-12a7-41f2-2bc583d13da6

First observed

Mar 12, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.