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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

DANIEL PHILIP MADURA

Advisor at JANNEY MONTGOMERY SCOTT LLC

Lake Forest, IL

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Search this name across graphsid dfx:ria:40d81475-ddd8-dfd4-9884-c9f13f209524

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Dec 31, 1992
First registration: Apr 6, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2253370

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Aug 17, 2026	n/a	yes	Lake Forest, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 14, 2016	Aug 24, 2026	no	DEERFIELD, IL\|SANTA ROSA BEACH, FL\|Destin, FL\|Victor, ID	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jun 20, 2007	Feb 10, 2016	no	NORTHBROOK, IL\|CHICAGO, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 20, 2007	no	RIVERWOODS, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 6, 2000	Apr 2, 2007	no	RIVERWOODS, IL\|RIVERWOODS, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	JANNEY MONTGOMERY SCOTT LLC	Aug 24, 2026	Aug 17, 2026	-7	Firm change	Wirehouse to ibd
CREDIT SUISSE SECURITIES (USA) LLC	WELLS FARGO ADVISORS	Feb 10, 2016	Jan 14, 2016	-27	Firm change	Other
MORGAN STANLEY & CO. LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jun 20, 2007	Jun 20, 2007	0	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
816:19616:IL:2016-01-28	Feb 10, 2016	Jan 14, 2016	CHICAGO, IL	Firm change

Relationships

Registered with (5)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 14, 2016 to Aug 24, 2026factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jun 20, 2007 to Feb 10, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 20, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 6, 2000 to Apr 2, 2007factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Daniel Philip Madura left Wells Fargo Advisors for Janney Montgomery Scott Llc (registered 2026-08-17)
Form ADVobserved 3 days ago