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Advisor at CETERA INVESTMENT ADVISERS LLC
DENHAM SPRINGS, LA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2022 | n/a | yes | DENHAM SPRINGS, LA|NEW ORLEANS, LA | Current employment |
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | Independent wealth | Oct 24, 2007 | Aug 10, 2022 | no | HOUMA, LA|HOUSTON, TX|THIBODAUX, LA|DENHAM SPRINGS, LA|KENNER, LA|LAFAYETTE, LA|BATON ROUGE, LA|HOUSTON, TX|NEW ORLEANS, LA|LAKE CHARLES, LA|KENNER, LA|GONZALES, LA|COVINGTON, LA|COVINGTON, LA|MANDEVILLE, LA|RIVER RIDGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|PENSACOLA, FL|PONTE VEDRA BEACH, FL|PENSACOLA, FL|JACKSONVILLE, FL|PENSACOLA, FL|NEW ORLEANS, LA|JEFFERSON, LA|BATON ROUGE, LA|VILLE PLATTE, LA|ALEXANDRIA, LA|EUNICE, LA|PINEVILLE, LA|ALEXANDRIA, LA|OPELOUSAS, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BAKER, LA|BATON ROUGE, LA|BATON ROUGE, LA|ST FRANCISVILLE, LA|ALBANY, LA|DENHAM SPRINGS, LA|DENHAM SPRINGS, LA|SPRINGFIELD, LA|WALKER, LA|WATSON, LA|HAMMOND, LA|LORANGER, LA|INDEPENDENCE, LA|HAMMOND, LA|PONCHATOULA, LA|HAMMOND, LA|SLIDELL, LA|MANDEVILLE, LA|VILLE PLATTE, LA|ALEXANDRIA, LA|EUNICE, LA|PINEVILLE, LA|ALEXANDRIA, LA|HATTIESBURG, MS|PURVIS, MS|PURVIS, MS|PRENTISS, MS|PETAL, MS|SUMRALL, MS|HATTIESBURG, MS|HATTIESBURG, MS|HATTIESBURG, MS|GONZALES, LA|COVINGTON, LA|OPELOUSAS, LA|METAIRIE, LA|KENNER, LA|BATON ROUGE, LA|METAIRIE, LA|ZACHARY, LA|VILLE PLATTE, LA|ALEXANDRIA, LA|OPELOUSAS, LA|PALM COAST, FL|EUNICE, LA|PINEVILLE, LA|ALEXANDRIA, LA|PENSACOLA, FL|MANDEVILLE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|BATON ROUGE, LA|PENSACOLA, FL|GULF BREEZE, FL|PACE, FL|PANAMA CITY, FL|PENSACOLA, FL|SHALIMAR, FL|NICEVILLE, FL|TALLAHASSEE, FL|TALLAHASSEE, FL|TALLAHASSEE, FL|PANAMA CITY, FL|PANAMA CITY, FL|PANAMA CITY, FL|PANAMA CITY, FL|SARASOTA, FL|BATON ROUGE, LA|BRADENTON, FL|BRADENTON, FL|NEW ORLEANS, LA|HARVEY, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HANCOCK WHITNEY INVESTMENT SERVICES INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2022 | Aug 10, 2022 | 0 | Bulk transfer | Ibd to ibd |