DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Cumming, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 23, 2019 | n/a | yes | Cumming, GA | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 20, 2016 | Sep 24, 2019 | no | SUWANEE, GA|CUMMING, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 16, 2007 | Dec 31, 2016 | no | ATLANTA, GA|CUMMING, GA|DAHLONEGA, GA|CUMMING, GA|DAHLONEGA, GA|ALPHARETTA, GA|CUMMING, GA|ATLANTA, GA|CUMMING, GA|CUMMING, GA|ALPHARETTA, GA|ALPHARETTA, GA|SUWANEE, GA|DULUTH, GA|ALPHARETTA, GA|ATLANTA, GA|CUMMING, GA|CUMMING, GA|CUMMING, GA|CUMMING, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 30, 2006 | Sep 19, 2007 | no | ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 24, 2019 | Sep 23, 2019 | -1 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 20, 2016 | -102 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUNTRUST INVESTMENT SERVICES, INC. | Sep 19, 2007 | Oct 16, 2007 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:149018:GA:2019-09-24 | Sep 24, 2019 | Sep 23, 2019 | CUMMING, GA | Firm change |