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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Valhalla, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 1, 2025 | n/a | yes | Valhalla, NY | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 29, 2015 | May 5, 2025 | no | BRIARCLIFF MANOR, NY|Valhalla, NY|Yonkers, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 5, 2025 | May 1, 2025 | -4 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:149018:NY:2025-05-02 | May 5, 2025 | May 1, 2025 | YONKERS, NY | Firm change |