DFX Intelligence

R•••••• L•• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

R•••••• L•• C•••••

Advisor at M••••••••• R•• L••

BALLWIN, MO | O'FALLON, MO

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Search this name across graphsid dfx:ria:40f1206a-1a3f-3599-ec1a-a84a50ab0b93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• R•• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• P•••••••••	Former SEC adviser	Aug 13, 2026	n/a	yes	BALLWIN, MO	Current employment
M••••••••• R•• L••	Other adviser	Aug 24, 2020	n/a	yes	O'FALLON, MO	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	M••••••••• R•• L••	Sep 23, 2020	Aug 24, 2020	-30	Firm change	Other
L•• F•••••••• L••	V•••• F•••••••• A•••••••• I•••	Nov 28, 2005	Jun 5, 2007

Relationships

Registered with (6)

→ A• P•••••••••Registered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ M••••••••• R•• L••Registered adviserregistration: current employment
Aug 24, 2020 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2007 to Sep 23, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40f1206a-1a3f-3599-ec1a-a84a50ab0b93
First observed: Oct 3, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.