RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A• P••••••••• former currentsince Aug 13, 2026 · Ballwin, Mo
- M••••••••• R•• L•• other currentsince Aug 24, 2020 · O'Fallon, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 5, 2007 to Sep 23, 2020 · Columbia, Mo
- L•• F•••••••• L•• BD affiliatedJun 7, 2004 to Nov 28, 2005 · St. Peters, Mo
- M••• S••••• M••••••••• C•••••• unclassifiedFeb 19, 2004 to Jun 2, 2004 · St Louis, Mo
- C•••••• S••••• • C••• I••• national BDOct 3, 2002 to Jan 20, 2004 · Clayton, Mo
- V•••• F•••••••• A•••••••• I••• to M••••••••• R•• L••left Sep 23, 2020, registered Aug 24, 2020 (-30 days) · Other
- L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Nov 28, 2005, registered Jun 5, 2007 (554 days) · Other
- M••• S••••• M••••••••• C•••••• to L•• F•••••••• L••left Jun 2, 2004, registered Jun 7, 2004 (5 days) · Other
- C•••••• S••••• • C••• I••• to M••• S••••• M••••••••• C••••••left Jan 20, 2004, registered Feb 19, 2004 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address