DFX Intelligence

C•••••• W•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

C•••••• W•••••• H••••

Advisor at M•••••• W••••• M••••••••• L•

Dedham, MA

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Search this name across graphsid dfx:ria:40f43734-26d8-171b-9784-d299ddacf0a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 23, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Mar 27, 2024	n/a	yes	Dedham, MA	Current employment
C•••••• C•••••• F•••••••• P•••••••• L••	Former SEC adviser	Aug 25, 2008	Mar 18, 2024	no	NEEDHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• F•••••••• P•••••••• L••	M•••••• W••••• M••••••••• L•	Mar 18, 2024	Mar 27, 2024	9	Firm change	RIA to RIA
S•••••••• A••••••• L••	C•••••• C•••••• F•••••••• P•••••••• L••	Jul 22, 2008	Aug 25, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
147960:113057:MA:2024-03-18	Mar 18, 2024	Mar 27, 2024	NEEDHAM, MA	Firm change

Relationships

Registered with (3)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Mar 27, 2024 to presentfactForm ADV
→ C•••••• C•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 25, 2008 to Mar 18, 2024factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 23, 1994 to Jul 22, 2008factForm ADV

Dated events

Occurred
Mar 18, 2024
Advisor changed firm
C•••••• W•••••• H•••• left C•••••• C•••••• F•••••••• P•••••••• L•• for M•••••• W••••• M••••••••• L• (registered 2024-03-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40f43734-26d8-171b-9784-d299ddacf0a3
First observed: Nov 23, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.