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P••• A•••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

P••• A•••••••• C••••••

Advisor at P•••••• A•••••• G••••• L••

Naples, FL | M•••••••••, NJ

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Search this name across graphsid dfx:ria:40f787d6-ddb9-8077-3870-91f64a00c5e3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Nov 10, 2011	n/a	yes	M•••••••••, NJ\|Naples, FL	Current employment
M••••••••• F•••••••• G••••• L••	n/a	Nov 10, 2004	Jun 30, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• F•••••••• G••••• L••	P•••••• A•••••• G••••• L••	Jun 30, 2009	Nov 10, 2011	863	Firm change after gap	Other
M••••• S•••••• D• I•••	M••••••••• F•••••••• G••••• L••	Feb 3, 2003

Relationships

Registered with (3)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Nov 10, 2011 to presentfactForm ADV
→ M••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 10, 2004 to Jun 30, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jun 27, 2002 to Feb 3, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40f787d6-ddb9-8077-3870-91f64a00c5e3
First observed: Jun 27, 2002
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.