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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JONATHAN BERSTEIN

Advisor at WELLS FARGO ADVISORS

Edwards, CO | BOCA RATON, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Nov 8, 1994
First registration: Jan 16, 1998
Dual registered: yes, broker-dealer
Other names: JONATHAN PETER RUSSO|JONATHAN LOUIS BERSTEIN
IAPD individual key: 1872134

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 4, 2023	n/a	yes	Edwards, CO\|BOCA RATON, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 27, 2009	Oct 2, 2023	no	BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL\|WEST PALM BEACH, FL\|FORT LAUDERDALE, FL\|BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL\|EDWARDS, CO	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 5, 2004	Mar 23, 2009	no	BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 16, 1998	Dec 19, 2003	no	FT. LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Oct 2, 2023	Oct 4, 2023	2	Channel change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Mar 23, 2009	Mar 27, 2009	4	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 19, 2003	Jan 5, 2004	17	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 4, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 27, 2009 to Oct 2, 2023factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2004 to Mar 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 16, 1998 to Dec 19, 2003factForm ADV

Dated events

No dated event names this entity yet.