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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)28 years in industry

BRIAN CAMERON CARLSON

Advisor at HENNESSY ADVISORS, INC.

NOVATO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HENNESSY ADVISORS, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S66
First exam: May 4, 1998
First registration: Sep 23, 2004
Dual registered: yes, broker-dealer
Other names: BRIAN CARLSON
IAPD individual key: 3062835

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HENNESSY ADVISORS, INC.	Asset manager	Sep 2, 2014	n/a	yes	NOVATO, CA	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Nov 5, 2012	Dec 20, 2013	no	TAMPA, FL\|NOVATO, CA\|DEFIANCE, OH\|NOVATO, CA	Previous registration
NRP FINANCIAL, INC.	n/a	Oct 4, 2006	Oct 27, 2008	no	BRYAN, OH\|BRYAN, OH\|NOVATO, CA	Previous registration
NRP ADVISORS, INC.	n/a	Sep 19, 2006	Dec 31, 2010	no	BRYAN, OH	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Sep 23, 2004	Sep 29, 2006	no	NOVATO, CA\|NOVATO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	HENNESSY ADVISORS, INC.	Dec 20, 2013	Sep 2, 2014	256	Firm change	Other
NRP ADVISORS, INC.	NRP FINANCIAL, INC.	Dec 31, 2010	Oct 4, 2006	-1,549	Firm change after gap	Other
NRP FINANCIAL, INC.	CALTON & ASSOCIATES, INC.	Oct 27, 2008	Nov 5, 2012	1,470	Firm change after gap	Other
FINANCIAL TELESIS, INC.	NRP ADVISORS, INC.	Sep 29, 2006	Sep 19, 2006	-10	Firm change	Other

Relationships

Registered with (5)

→ HENNESSY ADVISORS, INC.Registered adviserregistration: current employment
Sep 2, 2014 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 5, 2012 to Dec 20, 2013factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Sep 19, 2006 to Dec 31, 2010factForm ADV
→ NRP FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 4, 2006 to Oct 27, 2008factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Sep 23, 2004 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.