B•••• C•••••• C••••••

• H••••••• A•••••••• I••• asset manager current
  since Sep 2, 2014 · Novato, Ca
• C••••• • A••••••••• I••• independent RIA
  Nov 5, 2012 to Dec 20, 2013 · Tampa, Fl
• N•• F••••••••• I••• unclassified
  Oct 4, 2006 to Oct 27, 2008 · Bryan, Oh
• N•• A•••••••• I••• unclassified
  Sep 19, 2006 to Dec 31, 2010 · Bryan, Oh
• F•••••••• T••••••• I••• former
  Sep 23, 2004 to Sep 29, 2006 · Novato, Ca

• C••••• • A••••••••• I••• to H••••••• A•••••••• I•••
  left Dec 20, 2013, registered Sep 2, 2014 (256 days) · Other
• N•• A•••••••• I••• to N•• F••••••••• I•••
  left Dec 31, 2010, registered Oct 4, 2006 (-1549 days) · Other
• N•• F••••••••• I••• to C••••• • A••••••••• I•••
  left Oct 27, 2008, registered Nov 5, 2012 (1470 days) · Other
• F•••••••• T••••••• I••• to N•• A•••••••• I•••
  left Sep 29, 2006, registered Sep 19, 2006 (-10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address