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Advisor at L•• F•••••••• L••
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 16, 2026 | n/a | yes | BOCA RATON, FL | Current employment |
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Oct 31, 2025 | Feb 9, 2026 | no | Boca Raton, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••••• C•••••• M••••••••• | R••••••••• C•••••• M••••••••• | Feb 9, 2026 | Oct 31, 2025 | -101 | Channel change | Ibd to ibd |
| R••••••••• C•••••• M••••••••• | L•• F•••••••• L•• | Feb 9, 2026 | Jan 16, 2026 |
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Aug 18, 2022 | Feb 9, 2026 | no | Stamford, CT|NEW YORK, NY|New York, NY|Boca Raton, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Sep 6, 2016 | Aug 24, 2022 | no | Greenwich, CT | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Dec 2, 2010 | Sep 6, 2016 | no | GREENWICH, CT | Previous registration |
| -24 |
| Firm change |
| Ibd to ibd |
| R•••••• J•••• • A••••••••• I••• | R••••••••• C•••••• M••••••••• | Aug 24, 2022 | Aug 18, 2022 | -6 | Firm change | Ibd to ibd |
| D••••••• B••• S••••••••• I••• | R•••••• J•••• • A••••••••• I••• | Sep 6, 2016 | Sep 6, 2016 | 0 | Bulk transfer | Other |