RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• H•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 16, 2026 · Boca Raton, Fl
- R••••••••• C•••••• M••••••••• BD affiliatedOct 31, 2025 to Feb 9, 2026 · Boca Raton, Fl
- R••••••••• C•••••• M••••••••• BD affiliatedAug 18, 2022 to Feb 9, 2026 · Stamford, Ct
- R•••••• J•••• • A••••••••• I••• national BDSep 6, 2016 to Aug 24, 2022 · Greenwich, Ct
- D••••••• B••• S••••••••• I••• no RAUMDec 2, 2010 to Sep 6, 2016 · Greenwich, Ct
- R••••••••• C•••••• M••••••••• to R••••••••• C•••••• M•••••••••left Feb 9, 2026, registered Oct 31, 2025 (-101 days) · channel change inside one enterprise, not a move
- R••••••••• C•••••• M••••••••• to L•• F•••••••• L••left Feb 9, 2026, registered Jan 16, 2026 (-24 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to R••••••••• C•••••• M•••••••••left Aug 24, 2022, registered Aug 18, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
- M•••••• J•••• H••••••• left R••••••••• C•••••• M••••••••• for L•• F•••••••• L•• (registered 2026-01-16)Feb 9, 2026 · Advisor changed firm · fact
- M•••••• J•••• H••••••• left R•••••• J•••• • A••••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2022-08-18)Aug 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address