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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

KW INVESTMENT ADVISER, LLC

CRD 161165

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:412416ce-f2b0-a279-e449-716bf331523a

Data as of Oct 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Feb 13, 2012 to Oct 24, 2014
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

KW Investment Adviser, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2014-10-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45
Advisory employees: 15
Accounts: 8
Private funds: 8Schedule D 7.B(1)
Private fund GAV: $1.4Bgross asset value as reported per fund; never fund size
Custody, client assets: $1.4B
SEC number: 801-73475
CRD: 161165
Filings on the tape: 8
First filed: Feb 13, 2012
Latest filed: Oct 24, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
KENNEDY WILSON REAL ESTATE FUND IV, L.P.	Real Estate Fund	$558M	Oct 24, 2014	21	Feb 13, 2012	reported	021-161983
KW PROPERTY FUND II, L.P.	Real Estate Fund	$229M	Oct 24, 2014	2	Feb 13, 2012	reported	n/a
KW PROPERTY FUND III (QP-A), L.P.	Real Estate Fund	$197M	Oct 24, 2014	10	Feb 13, 2012	reported	021-128209
KW PROPERTY FUND III, L.P.	Real Estate Fund	$111M	Oct 24, 2014	3	Feb 13, 2012	reported	021-112653
KENNEDY WILSON REAL ESTATE FUND IV (PF), L.P.	Real Estate Fund	$92.2M	Oct 24, 2014	5	Mar 31, 2014	reported	n/a
KWI PROPERTY FUND I, L.P.	Real Estate Fund	$89.2M	Oct 24, 2014	4	Feb 13, 2012	reported	n/a
BAY AREA SMART GROWTH FUND II, LLC	Real Estate Fund	$52.7M	Oct 24, 2014	7	Feb 13, 2012	reported	n/a
NORTHWEST LOUISIANA COMMUNITY DEVELOPMENT FUND I, LLC	Real Estate Fund	$24.9M	Oct 24, 2014	7	Feb 13, 2012	reported	021-113546

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLONNA, NICHOLAS, V.	MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT	Na	yes	03/2014	Oct 24, 2014	Oct 24, 2014
ENBODY, JUSTIN	MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT	Na	yes	04/2012	Mar 27, 2013	Oct 24, 2014
HERREMA, DONALD, JAMES	MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT	Na	yes	03/2014	Mar 31, 2014	Oct 24, 2014
KENNEDY-WILSON HOLDINGS, INC.	Shareholder	E	yes	11/2009	Feb 13, 2012	Oct 24, 2014
KENNEDY-WILSON, INC.	DIRECT OWNER	E	yes	01/2012	Feb 13, 2012	Oct 24, 2014
MOUTON, KENT, YERINGTON	MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT	Na	yes	03/2012	Feb 13, 2012	Oct 24, 2014
PRABHU, JOHN	MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT	Na	yes	03/2012	Mar 31, 2014	Oct 24, 2014
LEE, IN KU	CHIEF COMPLIANCE OFFICER	Na	no	03/2014	Mar 31, 2014	Oct 24, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAMES LONG	n/a	n/a	n/a	N	yes	n/a
JAMES ROSTEN	n/a	n/a	n/a	N	yes	n/a
JEFF BOMER	n/a	n/a	n/a	N	yes	n/a
KENNEDY WILSON PROPERTY SERVICES II, INC.	n/a	n/a	n/a	N	yes	n/a
KENNEDY WILSON PROPERTY SERVICES III, L.P.	n/a	n/a	n/a	N	yes	n/a
KENNEDY WILSON PROPERTY SERVICES IV, L.P.	n/a	n/a	n/a	N	yes	n/a
KENNEDY-WILSON PROPERTY SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
KW BASGF II MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
KW INVESTMENT MANAGEMENT LTD.	n/a	n/a	n/a	N	yes	n/a
KW NWLA CDF I MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
MARY JACOBS	n/a	n/a	n/a	N	yes	n/a
MICHAEL L. ISEN	n/a	n/a	n/a	N	yes	n/a
RHETT WINCHELL	n/a	n/a	n/a	N	yes	n/a
RICHARD DROTTZ	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$1.4B	$1.4B	45	15	n/a	8	$1.4B
2012	Mar 26, 2013	$1.1B	$1.1B	60	30	n/a	7	$1.1B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.4B	$1.1B	21.3%	n/a	n/a	45	60	n/a	n/a

Relationships

Advises (8)

→ KW PROPERTY FUND III (QP-A), L.P.Private fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ BAY AREA SMART GROWTH FUND II, LLCPrivate fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ KWI PROPERTY FUND I, L.P.Private fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ KW PROPERTY FUND III, L.P.Private fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ KENNEDY WILSON REAL ESTATE FUND IV (PF), L.P.Private fundReal Estate Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ KENNEDY WILSON REAL ESTATE FUND IV, L.P.Private fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ KW PROPERTY FUND II, L.P.Private fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV
→ NORTHWEST LOUISIANA COMMUNITY DEVELOPMENT FUND I, LLCPrivate fundReal Estate Fund, IA
Feb 13, 2012 to presentfactForm ADV

Controls (6)

← HERREMA, DONALD, JAMESOwnerMEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← COLONNA, NICHOLAS, V.OwnerMEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT, ownership code NA, individual
Oct 24, 2014 to presentfactForm ADV
← MOUTON, KENT, YERINGTONOwnerMEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← PRABHU, JOHNOwnerMEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV
← ENBODY, JUSTINOwnerMEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT, ownership code NA, individual
Mar 27, 2013 to presentfactForm ADV
← KENNEDY-WILSON HOLDINGS, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Feb 13, 2012 to presentfactForm ADV

Owns (1)

← LEE, IN KUOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:412416ce-f2b0-a279-e449-716bf331523a
First observed: Feb 13, 2012
Last observed: Oct 24, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KW INVESTMENT ADVISER, LLC

CRD 161165

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:412416ce-f2b0-a279-e449-716bf331523a

Data as of Oct 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

KENNEDY WILSON REAL ESTATE FUND IV, L.P.

Real Estate Fund

$558M

Oct 24, 2014

Feb 13, 2012

reported

021-161983

KW PROPERTY FUND II, L.P.

Real Estate Fund

$229M

Oct 24, 2014

Feb 13, 2012

reported

n/a

KW PROPERTY FUND III (QP-A), L.P.

Real Estate Fund

$197M

Oct 24, 2014

Feb 13, 2012

reported

021-128209

KW PROPERTY FUND III, L.P.

Real Estate Fund

$111M

Oct 24, 2014

Feb 13, 2012

reported

021-112653

KENNEDY WILSON REAL ESTATE FUND IV (PF), L.P.

Real Estate Fund

$92.2M

Oct 24, 2014

Mar 31, 2014

reported

n/a

KWI PROPERTY FUND I, L.P.

Real Estate Fund

$89.2M

Oct 24, 2014

Feb 13, 2012

reported

n/a

BAY AREA SMART GROWTH FUND II, LLC

Real Estate Fund

$52.7M

Oct 24, 2014

Feb 13, 2012

reported

n/a

NORTHWEST LOUISIANA COMMUNITY DEVELOPMENT FUND I, LLC

Real Estate Fund

$24.9M

Oct 24, 2014

Feb 13, 2012

reported

021-113546

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLONNA, NICHOLAS, V.

MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT

yes

03/2014

Oct 24, 2014

ENBODY, JUSTIN

MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT

yes

04/2012

Mar 27, 2013

Oct 24, 2014

HERREMA, DONALD, JAMES

MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT

yes

03/2014

Mar 31, 2014

Oct 24, 2014

KENNEDY-WILSON HOLDINGS, INC.

Shareholder

yes

11/2009

Feb 13, 2012

Oct 24, 2014

KENNEDY-WILSON, INC.

DIRECT OWNER

yes

01/2012

Feb 13, 2012

Oct 24, 2014

MOUTON, KENT, YERINGTON

MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT

yes

03/2012

Feb 13, 2012

Oct 24, 2014

PRABHU, JOHN

MEMBER OF INVESTMENT COMMITTEE AND SENIOR MANAGEMENT

yes

03/2012

Mar 31, 2014

Oct 24, 2014

LEE, IN KU

CHIEF COMPLIANCE OFFICER

03/2014

Mar 31, 2014

Oct 24, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAMES LONG

n/a

yes

n/a

JAMES ROSTEN

n/a

yes

n/a

JEFF BOMER

n/a

yes

n/a

KENNEDY WILSON PROPERTY SERVICES II, INC.

n/a

yes

n/a

KENNEDY WILSON PROPERTY SERVICES III, L.P.

n/a

yes

n/a

KENNEDY WILSON PROPERTY SERVICES IV, L.P.

n/a

yes

n/a

KENNEDY-WILSON PROPERTY SERVICES, INC.

n/a

yes

n/a

KW BASGF II MANAGER, LLC

n/a

yes

n/a

KW INVESTMENT MANAGEMENT LTD.

n/a

yes

n/a

KW NWLA CDF I MANAGER, LLC

n/a

yes

n/a

MARY JACOBS

n/a

yes

n/a

MICHAEL L. ISEN

n/a

yes

n/a

RHETT WINCHELL

n/a

yes

n/a

RICHARD DROTTZ

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Austin

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$1.4B

n/a

$1.4B

2012

Mar 26, 2013

$1.1B

n/a

$1.1B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.4B

$1.1B

21.3%

n/a