DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
K• I••••••••• A••••••• L••
Latest filing Oct 24, 2014
First filing on the tape Feb 13, 2012 · 8 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
15 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
8
$1.4B gross assets
History
8 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2014
Mar 26, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2014
Mar 26, 20130 then
Employees (5.A)45 as of Mar 31, 2014
Mar 26, 201360 then
Private funds8 as of Mar 31, 2014
Mar 26, 20137 then
RAUM +21% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Oct 24, 2014; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $169MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••••• W••••• R••• E••••• F••• I•• L••• | Real Estate Fund | $558M | 21 | Feb 13, 2012 |
| K• P••••••• F••• I•• L••• | Real Estate Fund | $229M | 2 | Feb 13, 2012 |
| K• P••••••• F••• I•• •••••• L••• | Real Estate Fund | $197M | 10 | Feb 13, 2012 |
| K• P••••••• F••• I••• L••• | Real Estate Fund | $111M | 3 | Feb 13, 2012 |
| K•••••• W••••• R••• E••••• F••• I• •••• L••• | Real Estate Fund | $92.2M | 5 | Mar 31, 2014 |
| K•• P••••••• F••• I• L••• | Real Estate Fund | $89.2M | 4 | Feb 13, 2012 |
| B•• A••• S•••• G••••• F••• I•• L•• | Real Estate Fund | $52.7M | 7 | Feb 13, 2012 |
| N•••••••• L•••••••• C•••••••• D••••••••• F••• I• L•• | Real Estate Fund | $24.9M | 7 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• N•••••••• V• · Member Of Investment Committee And Senior Managementcontrolsince 03/2014 · owns less than 5%
- E•••••• J••••• · Member Of Investment Committee And Senior Managementcontrolsince 04/2012 · owns less than 5%
- H••••••• D•••••• J•••• · Member Of Investment Committee And Senior Managementcontrolsince 03/2014 · owns less than 5%
- M•••••• K•••• Y•••••••• · Member Of Investment Committee And Senior Managementcontrolsince 03/2012 · owns less than 5%
- P•••••• J••• · Member Of Investment Committee And Senior Managementcontrolsince 03/2012 · owns less than 5%
- L••• I• K• · Chief Compliance Officersince 03/2014 · owns less than 5%
Entity owners
- K••••••••• I••• · Direct Ownerdirect · owns 75% or more
- K••••••••• H•••••••• I••• · Shareholderindirect · owns 75% or more of K••••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- J•••• L•••investment companyn
- J•••• R•••••investment companyn
- J••• B••••investment companyn
- K•••••• W••••• P••••••• S••••••• I•• I•••pooled vehicle sponsorn
- K•••••• W••••• P••••••• S••••••• I••• L•••pooled vehicle sponsorn
- K•••••• W••••• P••••••• S••••••• I•• L•••pooled vehicle sponsorn
- K••••••••• P••••••• S•••••••• I•••pooled vehicle sponsorn
- K• B•••• I• M••••••• L••pooled vehicle sponsorn
- K• I••••••••• M••••••••• L•••investment advisern
- K• N••• C•• I• M••••••• L••pooled vehicle sponsorn
- M••• J•••••investment companyn
- M•••••• L• I•••investment companyn
- R•••• W•••••••investment companyn
- R•••••• D•••••investment companyn
Offices
Schedule D 1.F, the 25 largest
- Austin, TX
What changed
consecutive filings, newest first
- Accounts · 7 to 8Nov 22, 2013 to Mar 31, 2014
- Advisory employees · 30 to 15Nov 22, 2013 to Mar 31, 2014
- Assets in custody · $1.1B to $1.4BNov 22, 2013 to Mar 31, 2014
- Employees · 60 to 45Nov 22, 2013 to Mar 31, 2014
- Private funds · 7 to 8Nov 22, 2013 to Mar 31, 2014
- Discretionary RAUM · $1.1B to $1.4BNov 22, 2013 to Mar 31, 2014
- RAUM · $1.1B to $1.4BNov 22, 2013 to Mar 31, 2014
- Related adviser · false to trueNov 22, 2013 to Mar 31, 2014
- Assets in custody · $2.6B to $1.1BMar 26, 2013 to Mar 27, 2013
- Advisory employees · unset to 30.0Apr 4, 2012 to Mar 26, 2013
- BD registered reps · unset to 0.0Apr 4, 2012 to Mar 26, 2013
- Assets in custody · $885M to $2.6BApr 4, 2012 to Mar 26, 2013
- Employees · unset to 60.0Apr 4, 2012 to Mar 26, 2013
- State-registered IARs · unset to 0.0Apr 4, 2012 to Mar 26, 2013
- Discretionary RAUM · $979M to $1.1BApr 4, 2012 to Mar 26, 2013
- RAUM · $979M to $1.1BApr 4, 2012 to Mar 26, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- FORMER SEC A••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
K• I••••••••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…