DFX Intelligence

Data Factory

RIA / WealthAdvisor32 years in industry

SCOTT ALLEN VAN EPPS

Advisor at PROCESS WEALTH LLC

ROSEVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:412e9e6b-b407-2d77-5c98-41de4b348475

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROCESS WEALTH LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 22, 1994
First registration: May 12, 2000
Dual registered: no
Other names: SCOTT ALLEN VANEPPS
IAPD individual key: 2513960

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROCESS WEALTH LLC	State registered	Jul 25, 2025	n/a	yes	ROSEVILLE, CA	Current employment
PROCESS WEALTH, LLC	n/a	May 22, 2019	Dec 31, 2019	no	SACRAMENTO, CA	Previous registration
MARINER ADVISOR NETWORK	Bd affiliated wealth	Jul 7, 2016	May 1, 2019	no	Sacramento, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Dec 12, 2009	no	SACRAMENTO, CA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Jan 6, 2009	Sep 8, 2009	no	SAN MATEO, CA\|SACRAMENTO, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Sep 5, 2006	Jul 8, 2016	no	SACRAMENTO, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 20, 2006	Dec 31, 2008	no	SACRAMENTO, CA	Previous registration
QA3 FINANCIAL LLC	n/a	Jun 13, 2005	Jul 21, 2006	no	CITRUS HEIGHTS, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 12, 2000	Jun 24, 2005	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROCESS WEALTH, LLC	PROCESS WEALTH LLC	Dec 31, 2019	Jul 25, 2025	2,033	Firm change after gap	Other
MARINER ADVISOR NETWORK	PROCESS WEALTH, LLC	May 1, 2019	May 22, 2019	21	Firm change	Other
STRATEGIC WEALTH ADVISORS GROUP	ASSOCIATED SECURITIES CORP.	Jul 8, 2016	Jan 6, 2009	-2,740	Firm change after gap	Other
LPL FINANCIAL LLC	MARINER ADVISOR NETWORK	Dec 12, 2009	Jul 7, 2016	2,399	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Firm change	Other
FSC SECURITIES CORPORATION	STRATEGIC WEALTH ADVISORS GROUP	Dec 31, 2008	Sep 5, 2006	-848	Firm change after gap	Other
QA3 FINANCIAL LLC	FSC SECURITIES CORPORATION	Jul 21, 2006	Jul 20, 2006	-1	Firm change	Other
OSAIC FA, INC.	QA3 FINANCIAL LLC	Jun 24, 2005	Jun 13, 2005	-11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140977:12969:CA:2016-07-07	Jul 8, 2016	Jan 6, 2009	SACRAMENTO, CA	Firm change after gap

Relationships

Registered with (9)

→ PROCESS WEALTH LLCRegistered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ PROCESS WEALTH, LLCRegistered adviserregistration: previous registration
May 22, 2019 to Dec 31, 2019factForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Jul 7, 2016 to May 1, 2019factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Sep 5, 2006 to Jul 8, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Dec 12, 2009factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Jan 6, 2009 to Sep 8, 2009factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 20, 2006 to Dec 31, 2008factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 13, 2005 to Jul 21, 2006factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 12, 2000 to Jun 24, 2005factForm ADV

Dated events

No dated event names this entity yet.