DFX Intelligence

T•••• L••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T•••• L••••• B•••••••

Advisor at C••••• I••••••••• A••••••• L••

EL SEGUNDO, CA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:412fdbf7-ac50-73cd-edea-dd639c1e4ca9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 5, 2025	n/a	yes	OVERLAND PARK, KS\|EL SEGUNDO, CA	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 7, 2025	Apr 14, 2025	no	Belton, MO\|Cedar Rapids, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	C••••• I••••••••• A••••••• L••	Apr 14, 2025	May 5, 2025	21	Firm change	Ibd to ibd
C•••••• G•••• • C• I••	T••••••••• F•••••••• A•••••••• L••	Dec 9, 2024	Jan 7, 2025

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2025 to Apr 14, 2025factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Aug 23, 2021 to Dec 9, 2024factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Apr 14, 2025
Advisor changed firm
T•••• L••••• B••••••• left T••••••••• F•••••••• A•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-05-05)
Form ADVobserved 7 days ago
Occurred
Dec 9, 2024
Advisor changed firm
T•••• L••••• B••••••• left C•••••• G•••• • C• I•• for T••••••••• F•••••••• A•••••••• L•• (registered 2025-01-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:412fdbf7-ac50-73cd-edea-dd639c1e4ca9
First observed: Jun 22, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.