DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tammy Louise Borchers

Cetera Investment Advisers LLCBD affiliatedEl Segundo, Ca dual registrantIAPD 5419207

Feed of 09/15/2026

Also filed as Tammy L Korfhage

At current firm

1 y

since May 5, 2025

In the industry

20 y

since Mar 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since May 5, 2025 · Overland Park, Ks
Transamerica Financial Advisors, LLC BD affiliated
Jan 7, 2025 to Apr 14, 2025 · Belton, Mo
Cadaret Grant & Co Inc former
Aug 23, 2021 to Dec 9, 2024 · Syracuse, Ny
Waddell & Reed former
Nov 3, 2017 to Aug 24, 2021 · Overland Park, Ks
Wells Fargo Advisors wirehouse
Dec 13, 2012 to Oct 25, 2017 · Overland Park, Ks
UBS Financial Services Inc. wirehouse
Jun 22, 2012 to Dec 18, 2012 · Kansas City, Mo

Moves

a registration end followed by a registration begin elsewhere

Transamerica Financial Advisors, LLC to Cetera Investment Advisers LLC
left Apr 14, 2025, registered May 5, 2025 (21 days) · Affiliated broker-dealer or bank to another
Cadaret Grant & Co Inc to Transamerica Financial Advisors, LLC
left Dec 9, 2024, registered Jan 7, 2025 (29 days) · Affiliated broker-dealer or bank to another
Waddell & Reed to Cadaret Grant & Co Inc
left Aug 24, 2021, registered Aug 23, 2021 (-1 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Waddell & Reed
left Oct 25, 2017, registered Nov 3, 2017 (9 days) · Other
UBS Financial Services Inc. to Wells Fargo Advisors
left Dec 18, 2012, registered Dec 13, 2012 (-5 days) · Wirehouse to wirehouse

Signals

Tammy Louise Borchers left Transamerica Financial Advisors, Llc for Cetera Investment Advisers Llc (registered 2025-05-05)
Apr 14, 2025 · Advisor changed firm · fact
Tammy Louise Borchers left Cadaret Grant & Co Inc for Transamerica Financial Advisors, Llc (registered 2025-01-07)
Dec 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address