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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 16, 2017 | n/a | yes | FREDERICK, MD | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 14, 2016 | Mar 22, 2017 | no | ROCKVILLE, MD|CHEVY CHASE, MD | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 2, 2006 | Dec 31, 2016 | no | ROCKVILLE, MD|HYATTSVILLE, MD|ROCKVILLE, MD|HYATTSVILLE, MD|ROCKVILLE, MD|BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 22, 2017 | Mar 16, 2017 | -6 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 14, 2016 | -108 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283390:7691:MD:2017-03-17 | Mar 22, 2017 | Mar 16, 2017 | CHEVY CHASE, MD | Firm change |