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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CAPITAL FIDUCIARY ADVISORS, LLC

CRD 153075

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:413f5566-928a-afed-a431-2ef34e555f12

Data as of Apr 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Apr 30, 2019
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2019-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $131M
Private client RAUM: $131MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 358
Individual clients: 87
High net worth clients: 75
SEC number: 801-72594
CRD: 153075
Filings on the tape: 20
First filed: Mar 30, 2012
Latest filed: Apr 30, 2019
Organised: Limited Liability Company, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARTLEY, DAVID, LEE	ACTING PRESIDENT	Na	yes	05/2017	Jan 5, 2018	Apr 30, 2019
UNION BANK & TRUST	Member	E	yes	02/2019	Mar 25, 2019	Apr 30, 2019
MCDONALD, BARTHOLOMEW, JOHN	CHIEF COMPLIANCE OFFICER	Na	no	05/2019	Apr 30, 2019	Apr 30, 2019
UNION BANKSHARES CORPORATION	INDIRECT OWNER	E	no	02/2019	Mar 25, 2019	Apr 30, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNION BANK & TRUST	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 25, 2019	$147M	$131M	3	3	2	n/a	n/a
2017	Mar 23, 2018	$163M	$84.6M	4	3	3	n/a	n/a
2016	Mar 30, 2017	$509M	$369M	10	8	n/a	n/a	n/a
2015	Mar 29, 2016	$463M	$261M	12	7	n/a	n/a	n/a
2014	Mar 31, 2015	$330M	$180M	15	9	n/a	n/a	n/a
2013	Mar 31, 2014	$315M	$112M	9	6	n/a	n/a	n/a
2012	Mar 21, 2013	$137M	$2.0M	8	4	n/a	n/a	n/a
2011	Mar 30, 2012	$120M	$3.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$147M	$163M	-9.9%	$463M	-31.7%	1	4	0	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSPIRE ADVISORS	3	Jun 2, 2017	May 27, 2017	RESTON, VA	Firm absorbed	Other	60.0%

Relationships

Controls (2)

← HARTLEY, DAVID, LEEOwnerACTING PRESIDENT, ownership code NA, individual
Jan 5, 2018 to presentfactForm ADV
← UNION BANK & TRUSTOwnerMEMBER, ownership code E, domestic entity
Mar 25, 2019 to presentfactForm ADV

Owns (2)

← MCDONALD, BARTHOLOMEW, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 30, 2019 to presentfactForm ADV
← UNION BANKSHARES CORPORATIONOwnerINDIRECT OWNER, ownership code E, domestic entity
Mar 25, 2019 to presentfactForm ADV

Registered with (8)

← PAUL KIRSH JACOBSONAdvisorregistration: previous registration
Dec 21, 2015 to Apr 30, 2019factForm ADV
← THURSTON SPAULDINGAdvisorregistration: previous registration
Apr 11, 2014 to Apr 30, 2019factForm ADV
← THEODORE FLOOD LEASUREAdvisorregistration: previous registration
Jan 30, 2015 to Jun 2, 2017factForm ADV
← ORATHAI KUVAREEWONGAdvisorregistration: previous registration
Jan 30, 2014 to Jun 2, 2017factForm ADV
← SCOTT DENNIS DILLIEAdvisorregistration: previous registration
Jan 30, 2014 to Jun 2, 2017factForm ADV
← CHRISTOPHER JAMES WILLIAMSAdvisorregistration: previous registration
Jul 20, 2011 to Jul 8, 2016factForm ADV
← MATTHEW A RAMOSAdvisorregistration: previous registration
Nov 8, 2012 to Jan 13, 2014factForm ADV
← JACOLYN HELEN WETMOREAdvisorregistration: previous registration
Sep 9, 2010 to Nov 2, 2012factForm ADV

Moved with (1)

→ WEALTHSPIRE ADVISORSRegistered adviser3 advisors, firm absorbed, same day
Jun 2, 2017 to May 27, 2017factForm ADV

Dated events

Occurred
Apr 30, 2019
Control person left
Thurston Spaulding (Managing Director) no longer on Schedule A of Capital Fiduciary Advisors, Llc (listed 2019-03-25, absent 2019-04-30)
Form ADVobserved 6 days ago
Occurred
Apr 30, 2019
Control person left
Kirsh Paul Jacobson (Managing Director) no longer on Schedule A of Capital Fiduciary Advisors, Llc (listed 2019-03-25, absent 2019-04-30)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2018
Regulatory AUM changed
Capital Fiduciary Advisors, Llc reported RAUM $163.3M, down 68% from $509.2M (2018-01-05 to 2018-03-23)
Form ADVobserved 6 days ago
$-346M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:413f5566-928a-afed-a431-2ef34e555f12
First observed: Mar 30, 2012
Last observed: Apr 30, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL FIDUCIARY ADVISORS, LLC

CRD 153075

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:413f5566-928a-afed-a431-2ef34e555f12

Data as of Apr 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARTLEY, DAVID, LEE

ACTING PRESIDENT

yes

05/2017

Jan 5, 2018

Apr 30, 2019

UNION BANK & TRUST

Member

yes

02/2019

Mar 25, 2019

Apr 30, 2019

MCDONALD, BARTHOLOMEW, JOHN

CHIEF COMPLIANCE OFFICER

05/2019

Apr 30, 2019

UNION BANKSHARES CORPORATION

INDIRECT OWNER

02/2019

Mar 25, 2019

Apr 30, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNION BANK & TRUST

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 25, 2019

$147M

$131M

n/a

2017

Mar 23, 2018

$163M

$84.6M

n/a

2016

Mar 30, 2017

$509M

$369M

n/a

2015

Mar 29, 2016

$463M

$261M

n/a

2014

Mar 31, 2015

$330M

$180M

n/a

2013

Mar 31, 2014

$315M

$112M

n/a

2012

Mar 21, 2013

$137M

$2.0M

n/a

2011

Mar 30, 2012

$120M

$3.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$147M

$163M

-9.9%

$463M

-31.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSPIRE ADVISORS

Jun 2, 2017

May 27, 2017

RESTON, VA

Firm absorbed

Other

60.0%