DFX Intelligence
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Reading the graph
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Advisor at W••••••••• A•••••••
Reston, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | Independent wealth | Jan 5, 2021 | n/a | yes | Reston, VA | Current employment |
| W••••••••• A••••••• | Former SEC adviser | May 27, 2017 | Dec 31, 2020 | no | POTOMAC, MD|Reston, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | W••••••••• A••••••• | Dec 31, 2020 | Jan 5, 2021 | 5 | Bulk transfer | RIA to RIA |
| C•••••• F•••••••• A•••••••• L•• | W••••••••• A••••••• | Jun 2, 2017 | May 27, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153075:168095:VA:2017-06-02 | Jun 2, 2017 | May 27, 2017 | RESTON, VA | Firm change |
| C•••••• F•••••••• A•••••••• L•• | Former SEC adviser | Jan 30, 2014 | Jun 2, 2017 | no | RESTON, VA | Previous registration |
| -6 |
| Firm change |
| Other |